Case file: LPL Financial
Every government filing on this incident, the dates as stated, and the days to notice against each state's statute. Built from the records on Nov 9, 2026, agency link on every row. Not legal advice.
The incident
- Breach window
- Not stated in the filings
- Discovered
- No letter on file to read
- State and federal records
- 6 filings, Apr 22, 2026 to Oct 30, 2026
- Residents counted
- 2 in 2 states (MA, VT), latest filing per state
- Everyone affected
- No filing gives a total
- Information exposed
- Social Security number, Financial / bank account
- Offered to those affected
- No letter on file to read
- Third party named
- No letter on file to read
- Prior incidents
- 3 earlier incidents on record for this organization
Filings
| Agency | Record date | People | In total | Days to notice | Links |
|---|---|---|---|---|---|
| Massachusetts Massachusetts OCABR | Oct 30, 2026 | 1 | Later filing, first record Apr 22, 2026 | Record | |
| Massachusetts Massachusetts OCABR | Oct 23, 2026 | 1 | Later filing, first record Apr 22, 2026 | Record | |
| Vermont Vermont AG | Sep 14, 2026 | 1 | No dates to count between | Record | |
| Massachusetts Massachusetts OCABR | Sep 14, 2026 | 3 | Later filing, first record Apr 22, 2026 | Record | |
| Massachusetts Massachusetts OCABR | Sep 14, 2026 | 2 | Later filing, first record Apr 22, 2026 | Record | |
| Massachusetts Massachusetts OCABR | Apr 22, 2026 | 13 | No dates to count between | Record |
People is the count the filing gives, residents of the state unless marked total. Days to notice runs from the discovery date the letter states, or from the end of the breach window when no letter states one, to the date on the state's first record of the incident. "Over" marks a count past the days the state's statute allows for notice to residents. The statute's trigger is a question of fact, the days are arithmetic.
The statutes
- Massachusetts: no fixed period to notify residents from knowledge or reason to know of the breach, Mass. Gen. Laws ch. 93H, § 3. Attorney General and OCABR as soon as practicable and without unreasonable delay, every breach.
- Vermont: 45 days to notify residents from discovery or notification of the breach, 9 V.S.A. § 2435. Attorney General within 14 business days of discovery or of the consumer notice, whichever is sooner, every breach.
Prior incidents by LPL Financial
| Records | Breach window | Filed with | People |
|---|---|---|---|
| Sep 30, 2021 | Jul 26, 2021 to Jul 28, 2021 | Oregon | 1,605 total |
| Nov 17, 2018 | Nov 1, 2018 | Oregon, California | 270,000 total |
| Feb 29, 2012 | Feb 6, 2012 | California | n/a |
Filings more than six months apart are shown as separate incidents.
Sources and method
Records as published by Massachusetts OCABR, Vermont AG. Letter facts (discovery date, monitoring, third party) are read from the consumer letter the agency posted, 0 letters read for this incident, and quoted so you can check them. Texas and HHS publish no letters. First-seen times on each record page. Spot an error? Email support@breachtally.com with this page link.